Regulation & Regulatory Bodies

Swiss Financial Market Supervisory Authority (“FINMA”)

Pilotage Private Wealth AG is a Swiss asset manager licensed as a portfolio manager by the Swiss Financial Market Supervisory Authority (“FINMA”) and supervised by the Organisme de Surveillance des Instituts Financiers (“OSIF”).

• FINMA
• OSIF

U.S. Securities and Exchange Commission (“SEC”)

Pilotage Private Wealth AG is a Registered Investment Adviser (“RIA”) with the United States Securities and Exchange Commission (“SEC”).

• SEC ADV Parts (CRD #169908)

Canadian Securities Administrators (“CSA”)

In Canada, Pilotage Private Wealth AG is not registered as an adviser but is authorized to provide advisory services to “permitted clients”, within the meaning of National Instrument 31-103.

• CSA / ACVM